Banner Image

#31: Understanding SEC Compliance with SS&C

As the regulatory landscape continues to evolve in ways not seen since the 2008 financial crisis, understanding how to balance strategic investment activities with compliance demands is key.

Tune in to hear Joanne Kane, Chief Compliance Officer at SS&C, as she unravels the complexities of the current regulatory environment. You will gain insights into how these changes impact your business operations and strategies, and our continued commitment to helping clients manage risk and meet their compliance obligations.

Speakers

post speaker photo

Joanne Kane

Guest Speaker | Chief Compliance Officer, SS&C Technologies

Joanne joined SS&C from the Investment Company Institute (ICI), where she served as Chief Industry Operations Officer. Her career spans over 30 years in regulatory compliance, governance and administration, including roles at Columbia Threadneedle Investments, IXIS Asset Management Services and Liberty Fund Services.

Joanne works across SS&C to help meet demand for services in the areas of fraud, risk, and controls amid the unprecedented pace of regulatory change in the registered fund space.

post speaker photo

Jasmin Conner

Host | Sales Engineer, Black Diamond, SS&C Advent

Jasmin Conner is a Sales Engineer for Black Diamond, an SS&C Advent company. She has an extensive background in working with wealth management to understand their unique business and technology needs and provide tailored solutions and services to meet those needs.

Based out of the great city of Jacksonville, FL, Jasmin enjoys spending quality time with her family, volunteering in her community, and exploring her interests in economics, history, and art.

post speaker photo

Trent Berry

Host | SS&C Advent

Informally known as ”The Voice of University,” Trent Berry joined SS&C Advent at the turn of the century in 2000, having previously worked in Support and Consulting before occupying his current long standing role as Advent’s Senior Instructional Designer As such, he is responsible for client and employee training for products such as APX, Axys, and Geneva. In his spare time when not working or perfecting French cooking techniques in his kitchen,

Trent owns and operates Dreamrack Studios, a professional recording studio in San Francisco where he can be found producing and engineering music for various artists.